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UNITED NATIONS CONVENTION ON THE LAW OF THE SEA, 1982
UNITED NATIONS CONVENTION ON THE LAW OF THE SEA, 1982
4. (a) The property and assets of the Enterprise, wherever located and
by whomsoever held, shall be immune from requisition, confiscation,
expropriation or any other form of seizure by executive or legislative
action.
(b) The property and assets of the Enterprise, wherever located
and by whomsoever held, shall be free from discriminatory restrictions,
regulations, controls and moratoria of any nature.
(c) The Enterprise and its employees shall respect local laws and
regulations in any State or territory in which the Enterprise or its
employees may do business or otherwise act.
(d) States Parties shall ensure that the Enterprise enjoys all
rights, privileges and immunities accorded by them to entities conducting
commercial activities in their territories. These rights, privileges and
immunities shall be accorded to the Enterprise on no less favourable a
basis than that on which they are accorded to entities engaged in similar
commercial activities. If special privileges are provided by States
Parties for developing States or their commercial entities, the Enterprise
shall enjoy those privileges on a similarly preferential basis.
(e) States Parties may provide special incentives, rights,
privileges and immunities to the Enterprise without the obligation to
provide such incentives, rights, privileges and immunities to other
commercial entities.
5. The Enterprise shall negotiate with the host countries in which its
offices and facilities are located for exemption from direct and indirect
taxation.
6. Each State Party shall take such action as is necessary for giving
effect in terms of its own law to the principles set forth in this Annex
and shall inform the Enterprise of the specific action which it has taken.
7. The Enterprise may waive any of the privileges and immunities
conferred under this Article or in the special agreements referred to in
paragraph 1 to such extent and upon such conditions as it may determine.
ANNEX V. CONCILIATION
SECTION 1. CONCILIATION PROCEDURE PURSUANT TO SECTION I OF PART XV
Article 1
Institution of proceedings
If the parties to a dispute have agreed, in accordance with Article
284, to submit it to conciliation under this section, any such party may
institute the proceedings by written notification addressed to the other
party or parties to the dispute.
Article 2
List of conciliators
A list of conciliators shall be drawn up and maintained by the
Secretary-General of the United Nations. Every State Party shall be
entitled to nominate four conciliators, each of whom shall be a person
enjoying the highest reputation for fairness, competence and integrity.
The names of the persons so nominated shall constitute the list. If at any
time the conciliators nominated by a State Party in the list so
constituted shall be fewer than four, that State Party shall be entitled
to make further nominations as necessary. The name of a conciliator shall
remain on the list until withdrawn by the State Party which made the
nomination, provided that such conciliator shall continue to serve on any
conciliation commission to which that conciliator has been appointed until
the completion of the proceedings before that commission.
Article 3
Constitution of conciliation commission
The conciliation commission shall, unless the parties otherwise agree,
be constituted as follows:
(a) Subject to subparagraph (g), the conciliation commission shall
consist of five members.
(b) The party instituting the proceedings shall appoint two
conciliators to be chosen preferably from the list referred to in Article
2 of this Annex, one of whom may be its national, unless the parties
otherwise agree. Such appointments shall be included in the notification
referred to in Article 1 of this Annex.
(c) The other party to the dispute shall appoint two conciliators
in the manner set forth in subparagraph (b) within 21 days of receipt of
the notification referred to in Article 1 of this Annex. If the
appointments are not made within that period, the party instituting the
proceedings may, within one week of the expiration of that period, either
terminate the proceedings by notification addressed to the other party or
request the Secretary-General of the United Nations to make the
appointments in accordance with subparagraph (e).
(d) Within 30 days after all four conciliators have been
appointed, they shall appoint a fifth conciliator chosen from the list
referred to in Article 2 of this Annex, who shall be chairman. If the
appointment is not made within that period, either party may, within one
week of the expiration of that period, request the Secretary-General of
the United Nations to make the appointment in accordance with subparagraph
(e).
(e) Within 30 days of the receipt of a request under subparagraph
(c) or (d), the Secretary-General of the United Nations shall make the
necessary appointments from the list referred to in Article 2 of this
Annex in consultation with the parties to the dispute.
(f) Any vacancy shall be filled in the manner prescribed for the
initial appointment.
(g) Two or more parties which determine by agreement that they are
in the same interest shall appoint two conciliators jointly. Where two or
more parties have separate interests or there is a disagreement as to
whether they are of the same interest, they shall appoint conciliators
separately.
(h) In disputes involving more than two parties having separate
interests, or where there is disagreement as to whether they are of the
same interest, the parties shall apply subparagraphs (a) to (f) in so far
as possible.
Article 4
Procedure
The conciliation commission shall, unless the parties otherwise agree,
determine its own procedure. The commission may, with the consent of the
parties to the dispute, invite any State Party to submit to it its views
orally or in writing. Decisions of the commission regarding procedural
matters, the report and recommendations shall be made by a majority vote
or its members.
Article 5
Amicable settlement
The commission may draw the attention of the parties to any measures
which might facilitate an amicable settlement of the dispute.
Article 6
Functions of the commission
The commission shall hear the parties, examine their claims and
objections, and make proposals to the parties with a view to reaching an
amicable settlement.
Article 7
Report
1. The commission shall report within 12 months of its constitution.
Its report shall record any agreements reached and, failing agreement, its
conclusions on all questions of fact or law relevant to the matter in
dispute and such recommendations as the commission may deem appropriate
for an amicable settlement. The report shall be deposited with the
Secretary-General of the United Nations and shall immediately be
transmitted by him to the parties to the dispute.
2. The report of the commission, including its conclusions or
recommendations, shall not be binding upon the parties.
Article 8
Termination
The conciliation proceedings are terminated when a settlement has been
reached, when the parties have accepted or one party has rejected the
recommendations of the report by written notification addressed to the
Secretary-General of the United Nations, or when a period of three months
has expired from the date of transmission of the report to the parties.
Article 9
Fees and expenses
The fees and expenses of the commission shall be borne by the parties
to the dispute.
Article 10
Right of parties to modify procedure
The parties to the dispute may by agreement applicable solely to that
dispute modify any provision of this Annex.
SECTION 2. COMPULSORY SUBMISSION TO CONCILIATION PROCEDURE PUR-SUANT TO SECTION 3 OF PART XV
Article 11
Institution of proceedings
1. Any party to a dispute which, in accordance with Part XV, section
3, may be submitted to conciliation under this section, may institute the
proceedings by written notification addressed to the other party or
parties to the dispute.
2. Any party to the dispute, notified under paragraph 1, shall be
obliged to submit to such proceedings.
Article 12
Failure to reply or to submit to conciliation
The failure of a party or parties to the dispute to reply to
notification of institution of proceedings or to submit to such
proceedings shall not constitute a bar to the proceedings.
Article 13
Competence
A disagreement as to whether a conciliation commission acting under
this section has competence shall be decided by the commission.
Article 14
Application of section 1
Articles 2 to 10 of section 1 of this Annex apply subject to this
section.
ANNEX VI. STATUTE OF THE INTERNATIONAL TRIBUNAL FOR THE LAW OF THESEA
Article 1
General Provisions
1. The International Tribunal for the law of the Sea is constituted
and shall function in accordance with the provisions of this Convention
and this Statute.
2. The seat of the Tribunal shall be in the Free and Hanseatic City of
Hamburg in the Federal Republic of Germany.
3. The Tribunal may sit and exercise its functions elsewhere whenever
it considers this desirable.
4. A reference of a dispute to the Tribunal shall be governed by the
provisions of Parts XI and XV.
SECTION 1. ORGANISATION OF THE TRIBUNAL
Article 2
Composition
1. The Tribunal shall be composed of a body of 21 independent members,
elected from among persons enjoying the highest reputation for fairness
and integrity and of recognised competence in the field of the law of the
sea.
2. In the Tribunal as a whole the representation of the principal
legal systems of the world and equitable geographical distribution shall
be assured.
Article 3
Membership
1. No two members of the Tribunal may be nationals of the same State.
A person who for the purposes of membership in the Tribunal could be
regarded as a national of more than one State shall be deemed to be a
national of the one in which he ordinarily exercises civil and political
rights.
2. There shall be no fewer than three members from each geographical
group as established by the General Assembly of the United Nations.
Article 4
Nominations and elections
1. Each State Party may nominate not more than two persons having the
qualifications prescribed in Article 2 of this Annex. The members of the
Tribunal shall be elected from the list of persons thus nominated.
2. At least three months before the date of the election, the
Secretary-General of the United Nations in the case of the first election
and the Registrar of the Tribunal in the case of subsequent elections
shall address a written invitation to the States Parties to submit their
nominations for members of the Tribunal within two months. He shall
prepare a list in alphabetical order of all the persons thus nominated,
with an indication of the States Parties which have nominated them, and
shall submit it to the States Parties before the seventh day of the last
month before the date of each election.
3. The first election shall be held within six months of the date of
entry into force of this Convention.
4. The members of the Tribunal shall be elected by secret ballot.
Elections shall be held at a meeting of the States Parties convened by the
Secretary-General of the United Nations in the case of the first election
and by a procedure agreed to by the States Parties in the case of
subsequent elections. Two thirds of the States Parties shall constitute a
quorum at that meeting. The persons elected to the Tribunal shall be those
nominees who obtain the largest number of votes and a two-thirds majority
of the States Parties present and voting, provided that such majority
includes a majority of the States Parties.
Article 5
Term of office
1. The members of the Tribunal shall be elected for nine years and may
be re-elected; provided, however, that of the members elected at the
first election, the terms of seven members shall expire at the end of
three years and the terms of seven more members shall expire at the end of
six years.
2. The members of the Tribunal whose terms are to expire at the end of
the above-mentioned initial periods of three and six years shall be chosen
by lot to be drawn by the Secretary-General of the United Nations
immediately after the first election.
3. The members of the Tribunal shall continue to discharge their
duties until their places have been filled. Though replaced, they shall
finish any proceedings which they may have begun before the date of their
replacement.
4. In the case of the resignation of a member of the Tribunal, the
letter of resignation shall be addressed to the President of the Tribunal.
The place becomes vacant on the receipt of that letter.
Article 6
Vacancies
1. Vacancies shall be filled by the same method as that laid down for
the first election, subject to the following provision; the Registrar
shall, within one month of the occurrence of the vacancy, proceed to issue
the invitations provided for in Article 4 of this Annex, and the date of
the election shall be fixed by the President of the Tribunal after
consultation with the States Parties.
2. A member of the Tribunal elected to replace a member whose term of
office has not expired shall hold office for the remainder of his
predecessor's term.
Article 7
Incompatible activities
1. No member of the Tribunal may exercise any political or
administrative function, or associate actively with or be financially
interested in any of the operations of any enterprise concerned with the
exploration for or exploitation of the resources of the sea or the sea-bed
or other commercial use of the sea or the sea-bed.
2. No member of the Tribunal may act as agent, counsel or advocate in
any case.
3. Any doubt on these points shall be resolved by decision of the
majority of the other members of the Tribunal present.
Article 8
Conditions relating to participation of members in a particular case
1. No member of the Tribunal may participate in the decision of any
case in which he has previously taken part as agent, counsel or advocate
for one of the parties, or as a member of a national or international
court or tribunal, or in any other capacity.
2. If, for some special reason, a member of the Tribunal considers
that he should not take part in the decision of a particular case, he
shall so inform the President of the Tribunal.
3. If the President considers that for some special reason one of the
members of the Tribunal should not sit in a particular case, he shall give
him notice accordingly.
4. Any doubt on these points shall be resolved by decision of the
majority of the other members of the Tribunal present.
Article 9
Consequence of ceasing to fulfil required conditions
If, in the unanimous opinion of the other members of the Tribunal, a
member has ceased to fulfil the required conditions, the President of the
Tribunal shall declare the seat vacant.
Article 10
Privileges and immunities
The members of the Tribunal, when engaged on the business of the
Tribunal, shall enjoy diplomatic privileges and immunities.
Article 11
Solemn declaration by members
Every member of the Tribunal shall, before taking up his duties, make
a solemn declaration in open session that he will exercise his powers
impartially and conscientiously.
Article 12
President, Vice-President and Registrar
1. The Tribunal shall elect its President and Vice-President for three
years; they may be re-elected.
2. The Tribunal shall appoint its Registrar and may provide for the
appointment of such other officers as may be necessary.
3. The President and the Registrar shall reside at the seat of the
Tribunal.
Article 13
Quorum
1. All available members of the Tribunal shall sit; a quorum of 11
elected members shall be required to constitute the Tribunal.
2. Subject to Article 17 of this Annex, the Tribunal shall determine
which members are available to constitute the Tribunal for the
consideration of a particular dispute, having regard to the effective
functioning of the chambers as provided for in Articles 14 and 15 of this
Annex.
3. All disputes and applications submitted to the Tribunal shall be
heard and determined by the Tribunal, unless Article 14 of this Annex
applies, or the parties request that it shall be dealt with in accordance
with Article 15 of this Annex.
Article 14
Sea-Bed Disputes Chamber
A Sea-Bed Disputes Chamber shall be established in accordance with the
provisions of section 4 of this Annex. Its jurisdiction, powers and
functions shall be as provided for in Part XI, section 5.
Article 15
Special chambers
1. The Tribunal may form such chambers, composed of three or more of
its elected members, as it considers necessary for dealing with
particular categories of disputes.
2. The Tribunal shall form a chamber for dealing with a particular
dispute submitted to it if the parties so request. The composition of such
a chamber shall be determined by the Tribunal with the approval of the
parties.
3. With a view to the speedy dispatch of business, the Tribunal shall
form annually a chamber composed of five of its elected members which may
hear and determine disputes by summary procedure. Two alternative members
shall be selected for the purpose of replacing members who are unable to
participate in a particular proceeding.
4. Disputes shall be heard and determined by the chambers provided for
in this Article if the parties so request.
5. A judgement given by any of the chambers provided for in this
Article and in Article 14 of this Annex shall be considered as rendered by
the Tribunal.
Article 16
Rules of the Tribunal
The Tribunal shall frame rules for carrying out its functions. In
particular it shall lay down rules of procedure.
Article 17
Nationality of members
1. Members of the Tribunal of the nationality of any of the parties to
a dispute shall retain their right to participate as members of the
Tribunal.
2. If the Tribunal, when hearing a dispute, includes upon the bench a
member of the nationality of one of the parties, any other party may
choose a person to participate as a member of the Tribunal.
3. If the Tribunal, when hearing a dispute, does not include upon the
bench a member of the nationality of the parties, each of those parties
may choose a person to participate as a member of the Tribunal.
4. This Article applies to the chambers referred to in Articles 14 and
15 of this Annex. In such cases, the President, in consultation with the
parties, shall request specified members of the Tribunal forming the
chamber, as many as necessary, to give place to the members of the
Tribunal of the nationality of the parties concerned, and, failing such,
or if they are unable to be present, to the members specially chosen by
the parties.
5. Should there be several parties in the same interest, they shall,
for the purpose of the preceding provisions, be considered as one party
only. Any doubt on this point shall be settled by the decision of the
Tribunal.
6. Members chosen in accordance with paragraphs 2, 3 and 4 shall
fulfil the conditions required by Articles 2, 8 and 11 of this Annex. They
shall participate in the decision on terms of complete equality with their
colleagues.
Article 18
Remuneration of members
1. Each elected member of the Tribunal shall receive an annual
allowance and, for each day on which he exercises his functions, a special
allowance, provided that in any year the total sum payable to any member
as special allowance shall not exceed the amount of the annual allowance.
2. The President shall receive a special annual allowance.
3. The Vice-President shall receive a special allowance for each day
on which he acts as President.
4. The members chosen under Article 17 of this Annex, other than
elected members of the Tribunal, shall receive compensation for each day
on which they exercise their functions.
5. The salaries, allowances and compensation shall be determined from
time to time at meetings of the States Parties, taking into account the
work load of the Tribunal. They may not be decreased during the term of
office.
6. The salary of the Registrar shall be determined at meetings of the
States Parties, on the proposal of the Tribunal.
7. Regulations adopted at meetings of the States Parties shall
determine the conditions under which retirement pensions may be given to
members of the Tribunal and to the Registrar, and the conditions under
which members of the Tribunal and Registrar shall have their travelling
expenses refunded.
8. The salaries, allowances, and compensation shall be free of all
taxation.
Article 19
Expenses of the Tribunal
The tribunal's expenses shall be covered by the States Parties are *
by the Authority, in the form and under the conditions determined in the
meetings of the States Parties.
[* Perhaps, there would be "and" here-noted by compiler.]
When an entity other than a State Party or the Authority is part** of
a dispute which has been submitted to the Tribunal, the latter will fix
the amount which this party shall have to contribute to cover the expenses
of the Tribunal.
[** Perhaps, there would be "party" here-noted by compiler.]
SECTION 2. COMPETENCE
Article 20
Access to the Tribunal
1. The Tribunal shall be open to States Parties.
2. The Tribunal shall be open to entities other than States Parties in
any case expressly provided for in Part XI or in any case submitted
pursuant to any other agreement conferring jurisdiction on the Tribunal
which is accepted by all the parties to that case.
Article 21
Jurisdiction
The jurisdiction of the Tribunal comprises all disputes and all
applications submitted to it in accordance with this Convention and all
matters specifically provided for in any other agreement which confers
jurisdiction on the Tribunal.
Article 22
Reference of disputes subject to other agreements
If all the parties to a treaty or convention already in force and
concerning the subject-matter covered by this Convention so agree, any
disputes concerning the interpretation or application of such treaty or
convention may, in accordance with such agreement, be submitted to the
Tribunal.
Article 23
Applicable law
The Tribunal shall decide all disputes and applications in accordance
with Article 293.
SECTION 3. PROCEDURE
Article 24
Institution of proceedings
1. Disputes are submitted to the Tribunal, as the case may be, either
by notification of a special agreement or by written application,
addressed to the Registrar. In either case, the subject of the dispute and
the parties shall be indicated.
2. The Registrar shall forthwith notify the special agreement or the
application to all concerned.
3. The Registrar shall also notify all States Parties.
Article 25
Provisional measures
1. In accordance with Article 290, the Tribunal and its Sea-Bed
Disputes Chamber shall have the power to prescribe provisional measures.
2. If the Tribunal is not in session or a sufficient number of members
is not available to constitute a quorum, the provisional measures shall be
prescribed by the chamber of summary procedure formed under Article 15,
paragraph 3, of this Annex. Notwithstanding Article 15, paragraph 4, of
this Annex, such provisional measures may be adopted at the request of any
party to the dispute. They shall be subject to review and revision by the
Tribunal.
Article 26
Hearing
1. The hearing shall be under the control of the President or, if he
is unable to preside, of the Vice-President. If neither is able to
preside, the senior judge present of the Tribunal shall preside.
2. The hearing shall be public, unless the Tribunal decides otherwise
or unless the parties demand that the public be not admitted.
Article 27
Conduct of case
The Tribunal shall make orders for the conduct of the case, decide the
form and time in which each party must conclude its arguments, and make
all arrangements connected with the taking of evidence.
Article 28
Default
When one of the parties does not appear before the Tribunal or fails
to defend its case, the other party may request the Tribunal to continue
the proceedings and make its decision. Absence of a party of failure of a
party to defend its case shall not constitute a bar to the proceedings.
Before making its decision, the Tribunal must satisfy itself not only that
it has jurisdiction over the dispute, but also that the claim is well
founded in fact and law.
Article 29
Majority for decision
1. All questions shall be decided by a majority of the members of the
Tribunal who are present.
2. In the event of an equality of votes, the President or the member
of the Tribunal who acts in his place shall have a casting vote.
Article 30
Judgement
1. The judgment shall state the reasons on which it is based.
2. It shall contain the names of the members of the Tribunal who have
taken part in the decision.
3. If the judgment does not represent in whole or in part the
unanimous opinion of the members of the Tribunal, any member shall be
entitled to deliver a separate opinion.
4. The judgment shall be signed by the President and by the Registrar.
It shall be read in open court, due notice having been given to the
parties to the dispute.
Article 31
Request to intervene
1. Should a State Party consider that it has an interest of a legal
nature which may be affected by the decision in any dispute, it may submit
a request to the Tribunal to be permitted to intervene.
2. It shall be for the Tribunal to decide upon this request.
3. If a request to intervene is granted, the decision of the Tribunal
in respect of the dispute shall be binding upon the intervening State
Party in so far as it relates to matters in respect of which that State
Party intervened.
Article 32
Right to intervene in cases of interpretation or application
1. Whenever the interpretation or application of this Convention is in
question, the Registrar shall notify all States Parties forthwith.
2. Whenever pursuant to Article 21 or 22 of this Annex the
interpretation or application of an international agreement is in
question, the Registrar shall notify all the parties to the agreement.
3. Every party referred to in paragraphs 1 and 2 has the right to
intervene in the proceedings; if it uses this right, the interpretation
given by the judgment will be equally binding upon it.
Article 33
Finality and binding force of decisions
1. The decision of the Tribunal is final and shall be complied with by
all the parties to the dispute.
2. The decision shall have no binding force except between the parties
in respect of that particular dispute.
3. In the event of dispute as to the meaning or scope of the decision,
the Tribunal shall construe it upon the request of any party.
Article 34
Costs
Unless otherwise decided by the Tribunal, each party shall bear its
own costs.
SECTION 4. SEA-BED DISPUTES CHAMBER
Article 35
Composition
1. The Sea-Bed Disputes Chamber referred to in Article 14 of this
Annex shall be composed of 11 members, selected by a majority of the
elected members of the Tribunal from among them.
2. In the selection of the members of the Chamber, the representation
of the principal legal systems of the world and equitable geographical
distribution shall be assured. The Assembly of the Authority may adopt
recommendations of a general nature relating to such representation and
distribution.
3. The members of the Chamber shall be selected every three years and
may be elected for a second term.
4. The Chamber shall elect its President from among its members, who
shall serve for the term for which the Chamber has been selected.
5. If any proceedings are still pending at the end of any three-year
period for which the Chamber has been selected, the Chamber shall complete
the proceedings in its original composition.
6. If a vacancy occurs in the Chamber, the Tribunal shall select a
successor from among its elected members, who shall hold office for the
remainder of his predecessor's term.
7. A quorum of seven of the members selected by the Tribunal shall be
required to constitute the Chamber.
Article 36
Ad Hoc Chambers
1. The Sea-Bed Disputes Chamber shall form an ad hoc chamber, composed
of three of its members, for dealing with a particular dispute submitted
to it in accordance with Article 188, paragraph 1(b). The composition of
such a chamber shall be determined by the Sea-Bed Disputes Chamber with
the approval of the parties.
2. If the parties do not agree on the composition of an ad hoc
chamber, each party to the dispute shall appoint one member, and the third
member shall be appointed by them in agreement. If they disagree, or if
any party fails to make an appointment, the President of the Sea-Bed
Disputes Chamber shall promptly make the appointment or appointments from
among its members, after consultation with the parties.
3. Members of the ad hoc chamber must not be in the service of, or
nationals of, any of the parties to the dispute.
Article 37
Access
The Chamber shall be open to the States Parties, the Authority and the
other entities referred to in Part XI, section 5.
Article 38
Applicable law
In addition to the provisions of Article 293, the Chamber shall apply:
(a) the rules, regulations and procedures of the Authority adopted
in accordance with this Convention; and
(b) the terms of contracts concerning activities in the Area in
matters relating to those contracts.
Article 39
Enforcement of decisions of the Chamber
The decisions of the Chamber shall be enforceable in the territories
of the States Parties in the same manner as judgements or orders of the
highest court of the State Party in whose territory the enforcement is
sought.
Article 40
Applicability of other sections of this Annex
1. The other sections of this Annex which are not incompatible with
this section apply to the Chamber.
2. In the exercise of its functions relating to advisory opinions, the
Chamber shall be guided by the provisions of this Annex relating to
procedure before the Tribunal to the extent to which it recognises them to
be applicable.
SECTION 5. AMENDMENTS
Article 41
Amendments
1. Amendments to this Annex, other than amendments to section 4, may
be adopted only in accordance with Article 313 or by consensus at a
conference convened in accordance with this Convention.
2. Amendments to section 4 may be adopted only in accordance with
Article 314.
3. The Tribunal may propose such amendments to this Statute as it may
consider necessary, by written communications to the States Parties for
their consideration in conformity with paragraphs 1 and 2.
ANNEX VII. ARBITRATION
Article 1
Institution of proceedings
Subject to the provisions of Part XV, any party to a dispute may
submit the dispute to the arbitral procedure provided for in this Annex by
written notification addressed to the other party or parties to the
dispute. The notification shall be accompanied by a statement of the claim
and the grounds on which it is based.
Article 2
List of arbitrators
1. A list of arbitrators shall be drawn up and maintained by the
Secretary-General of the United Nations. Every State Party shall be
entitled to nominate four arbitrators, each of whom shall be a person
experienced in maritime affairs and enjoying the highest reputation for
fairness, competence and integrity. The names of the persons so nominated
shall constitute the list.
2. If at any time the arbitrators nominated by a State Party in the
list so constituted shall be fewer than four, that State Party shall be
entitled to make further nominations as necessary.
3. The name of an arbitrator shall remain on the list until withdrawn
by the State Party which made the nomination, provided that such
arbitrator shall continue to serve on any arbitral tribunal to which that
arbitrator has been appointed until the completion of the proceedings
before that arbitral tribunal.
Article 3
Constitution of arbitral tribunal
For the purpose of proceedings under this Annex, the arbitral tribunal
shall, unless the parties otherwise agree, be constituted as follows:
(a) Subject to subparagraph (g), the arbitral tribunal shall
consist of five members.
(b) The party instituting the proceedings shall appoint one member
to be chosen preferably from the list referred to in Article 2 of this
Annex, who may be its national. The appointment shall be included in the
notification referred to in Article 1 of this Annex.
(c) The other party to the dispute shall, within 30 days of
receipt of the notification referred to in Article 1 of this Annex,
appoint one member to be chosen preferably from the list, who may be its
national. If the appointment is not made within that period, the party
instituting the proceedings may, within two weeks of the expiration of
that period, request that the appointment be made in accordance with
subparagraph (e).
(d) The other three members shall be appointed by agreement
between the parties. They shall be chosen preferably from the list and
shall be nationals of third States unless the parties otherwise agree. The
parties to the dispute shall appoint the President of the arbitral
tribunal from among those three members. If, within 60 days of receipt of
the notification referred to in Article 1 of this Annex, the parties are
unable to reach agreement on the appointment of one or more of the members
of the tribunal to be appointed by agreement, or on the appointment of the
President, the remaining appointment or appointments shall be made in
accordance with subparagraph (e), at the request of a party to the
dispute. Such request shall be made within two weeks of the expiration of
the aforementioned 60-day period.
(e) Unless the parties agree that any appointment under
subparagraphs (c) and (d) be made by a person or a third State chosen by
the parties, the President of the International Tribunal for the Law of
the Sea shall make the necessary appointments. If the President is unable
to act under this subparagraph or is a national of one of the parties to
the dispute, the appointment shall be made by the next senior member of
the International Tribunal for the Law of the Sea who is available and is
not a national of one of the parties. The appointments referred to in this
subparagraph shall be made from the list referred to in Article 2 of this
Annex within a period of 30 days of the receipt of the request and in
consultation with the parties. The members so appointed shall be of
different nationalities and may not be in the service of, ordinarily
resident in the territory of, or nationals of, any of the parties to the
dispute.
(f) Any vacancy shall be filled in the manner prescribed for the
initial appointment.
(g) Parties in the same interest shall appoint one member of the
tribunal jointly by agreement. Where there are several parties having
separate interests or where there is disagreement as to whether they are
of the same interest, each of them shall appoint one member of the
tribunal. The number of members of the tribunal appointed separately by
the parties shall always be smaller by one than the number of members of
the tribunal to be appointed jointly by the parties.
(h) In disputes involving more than two parties, the provisions of
subparagraphs (a) to (f) shall apply to the maximum extent possible.
Article 4
Functions of arbitral tribunal
An arbitral tribunal constituted under Article 3 of this Annex shall
function in accordance with this Annex and the other provisions of this
Convention.
Article 5
Procedure
Unless the parties to the dispute otherwise agree, the arbitral
tribunal shall determine its own procedure, assuring to each party a full
opportunity to be heard and to present its case.
Article 6
Duties of parties to a dispute
The parties to the dispute shall facilitate the work of the arbitral
tribunal and, in particular, in accordance with their law and using all
means at their disposal, shall:
(a) provide it with all relevant documents, facilities and
information; and
(b) enable it when necessary to call witnesses or experts and
receive their evidence and to visit the localities to which the case
relates.
Article 7
Expenses
Unless the arbitral tribunal decides otherwise because of the
particular circumstances of the case, the expenses of the tribunal,
including the remuneration of its members, shall be borne by the parties
to the dispute in equal shares.
Article 8
Required majority for decisions
Decisions of the arbitral tribunal shall be taken by a majority vote
of its members. The absence or abstention of less than half of the members
shall not constitute a bar to the tribunal reaching a decision. In the
event of an equality of votes, the President shall have a casting vote.
Article 9
Default of appearance
If one of the parties to the dispute does not appear before the
arbitral tribunal or fails to defend its case, the other party may request
the tribunal to continue the proceedings and to make its award. Absence of
a party or failure of a party to defend its case shall not constitute a
bar to the proceedings. Before making its award, the arbitral tribunal
must satisfy itself not only that it has jurisdiction over the dispute but
also that the claim is well founded in fact and law.
Article 10
Award
The award of the arbitral tribunal shall be confined to the
subject-matter of the dispute and state the reasons on which it is based.
It shall contain the names of the members who have participated and the
date of the award. Any member of the tribunal may attach a separate or
dissenting opinion to the award.
Article 11
Finality of award
The award shall be final and without appeal, unless the parties to the
dispute have agreed in advance to an appellate procedure. It shall be
complied with by the parties to the dispute.
Article 12
Interpretation or implementation of award
1. Any controversy which may arise between the parties to the dispute
as regards the interpretation or manner of implementation of the award may
be submitted by either party for decision to the arbitral tribunal which
made the award. For this purpose, any vacancy in the tribunal shall be
filled in the manner provided for in the original appointments of the
members of the tribunal.
2. Any such controversy may be submitted to another court or tribunal
under Article 287 by agreement of all the parties to the dispute.
Article 13
Application to entities other than States Parties
The provisions of this Annex shall apply mutatis mutandis to any
dispute involving entities other than States Parties.
ANNEX VIII. SPECIAL ARBITRATION
Article 1
Institution of proceedings
Subject to Part XV, any party to a dispute concerning the
interpretation or application of the Articles of this Convention relating
to (1) fisheries, (2) protection and preservation of the marine
environment, (3) marine scientific research, or (4) navigation, including
pollution from vessels and by dumping, may submit the dispute to the
special arbitral procedure provided for in this Annex by written
notification addressed to the other party or parties to the dispute. The
notification shall be accompanied by a statement of the claim and the
grounds on which it is based.
Article 2
Lists of experts
1. A list of experts shall be established and maintained in respect of
each of the fields of (1) fisheries, (2) protection and preservation of
the marine environment, (3) marine scientific research, and (4)
navigation, including pollution from vessels and by dumping.
2. The lists of experts shall be drawn up and maintained, in the field
of fisheries by the Food and Agriculture Organisation of the United
Nations, in the field of protection and preservation of the marine
environment by the United Nations Environment Programme, in the field of
marine scientific research by the Inter-Governmental Oceanographic
Commission, in the field of navigation, including pollution from vessels
and by dumping, by the International Maritime Organisation, or in each
case by the appropriate subsidiary body concerned to which such
organisation, programme or commission has delegated this function.
3. Every State Party shall be entitled to nominate two experts in each
field whose competence in the legal, scientific or technical aspects of
such field is established and generally recognised and who enjoy the
highest reputation for fairness and integrity. The names of the persons so
nominated in each field shall constitute the appropriate list.
4. If at any time the experts nominated by a State Party in the list
so constituted shall be fewer than two, that State Party shall be entitled
to make further nominations as necessary.
5. The name of an expert shall remain on the list until withdrawn by
the State Party which made the nomination, provided that such expert shall
continue to serve on any special arbitral tribunal to which that expert
has been appointed until the completion of the proceedings before that
special arbitral tribunal.
Article 3
Constitution of special arbitral tribunal
For the purpose of proceedings under this Annex, the special arbitral
tribunal shall, unless the parties otherwise agree, be constituted as
follows:
(a) Subject to subparagraph (g), the special arbitral tribunal
shall consist of five members.
(b) The party instituting the proceedings shall appoint two member
to be chosen preferably from the appropriate list or lists referred to in
Article 2 of this Annex relating to the matters in dispute, one of whom
may be its national. The appointment shall be included in the notification
referred to in Article 2 of this Annex.
(c) The other party to the dispute shall, within 30 days of
receipt of the notification referred to in Article 1 of this Annex,
appoint two members to be chosen preferably from the appropriate list or
lists relating to the matters in dispute, one of whom may be its national.
If the appointments are not made within that period, the party instituting
the proceedings may, within two weeks of the expiration of that period,
request that the appointments be made in accordance with subparagraph (e).
(d) The parties to the dispute shall by agreement appoint the
President of the special arbitral tribunal, chosen preferably from the
appropriate list, who shall be a national of a third State, unless the
parties otherwise agree. If, within 30 days of receipt of the notification
referred to in Article 1 of this Annex, the parties are unable to reach
agreement on the appointment of the President, the appointment shall be
made in accordance with subparagraph (e), at the request of a party to the
dispute. Such request shall be made within two weeks of the expiration of
the aforementioned 30-day period.
(e) Unless the parties agree that the appointment be made by a
person or a third State chosen by the parties, the Secretary-General of
the United Nations shall make the necessary appointments within 30 days of
receipt of a request under subparagraphs (c) and (d). The appointments
referred to in this subparagraph shall be made from the appropriate list
or lists of experts referred to in Article 2 of this Annex and in
consultation with the parties to the dispute and the appropriate
international organisation. The members so appointed shall be of different
nationalities and may not be in the service of, ordinarily resident in the
territory of, or nationals of, any of the parties to the dispute.
(f) Any vacancy shall be filled in the manner prescribed for the
initial appointment.
(g) Parties in the same interest shall appoint two members of the
tribunal jointly by agreement. Where there are several parties having
separate interests or where there is disagreement as to whether they are
of the same interest, each of them shall appoint one member of the
tribunal.
(h) In disputes involving more than two parties, the provisions of
subparagraphs (a) to (f) shall apply to the maximum extent possible.
Article 4
General provisions
Annex VII, Articles 4 to 13, apply mutatis mutandis to the special
arbitration proceedings in accordance with this Annex.
Article 5
Fact finding
1. The parties to a dispute concerning the interpretation or
application of the provisions of this Convention relating to (1)
fisheries, (2) protection and preservation of the marine environment, (3)
marine scientific research, or (4) navigation, including pollution from
vessels and by dumping, may at any time agree to request a special
arbitral tribunal constituted in accordance with Article 3 of this Annex
to carry out an inquiry and establish the facts giving rise to the
dispute.
2. Unless the parties otherwise agree, the findings of fact of the
special arbitral tribunal acting in accordance with paragraph 1, shall be
considered as conclusive as between the parties.
3. If all the parties to the dispute so request, the special arbitral
tribunal may formulate recommendations which, without having the force of
a decision, shall only constitute the basis for a review by the parties of
the questions giving rise to the dispute.
4. Subject to paragraph 2, the special arbitral tribunal shall act in
accordance with the provisions of this Annex, unless the parties otherwise
agree.
ANNEX IX. PARTICIPATION BY INTERNATIONAL ORGANISATIONS
Article 1
Use of terms
For the purposes of Article 305 and of this Annex, "international
organisation" means an intergovernmental organisation constituted by
States to which its member States have transferred competence over matters
governed by this Convention, including the competence to enter into
treaties in respect of those matters.
Article 2
Signature
An international organisation may sign this Convention if a majority
of its member States are signatories of this Convention. At the time of
signature an international organisation shall make a declaration
specifying the matters governed by this Convention in respect of which
competence has been transferred to that organisation by its member States
which are signatories, and the nature and extend of that competence.
Article 3
Formal confirmation and accession
1. An international organisation may deposit its instrument of formal
confirmation or of accession if a majority of its member States deposit or
have deposited their instruments of ratification or accession.
2. The instruments deposited by the international organisation shall
contain the undertakings and declarations required by Articles 4 and 5 of
this Annex.
Article 4
Extent of participation and rights and obligations
1. The instrument of formal confirmation or of accession of an
international organisation shall contain an undertaking to accept the
rights and obligations of States under this Convention in respect of
matters relating to which competence has been transferred to it by its
member States which are Parties to this Convention.
2. An international organisation shall be a Party to this Convention
to the extent that it has competence in accordance with the declarations,
communications of information or notifications referred to in Article 5 of
this Annex.
3. Such an international organisation shall exercise the rights and
perform the obligations which its member States which are Parties would
otherwise have under this Convention, on matters relating to which
competence has been transferred to it by those member States. The member
States of that international organisation shall not exercise competence
which they have transferred to it.
4. Participation of such an international organisation shall in no
case entail an increase of the representation to which its member States
which are States Parties would otherwise be entitled, including rights in
decision-making.
5. Participation of such an international organisation shall in no
case confer any rights under this Convention on member States of the
organisations which are not States Parties to this Convention.
6. In the event of a conflict between the obligations of an
international organisation under this Convention and its obligations under
the agreement establishing the organisation or any acts relating to it,
the obligations under this Convention shall prevail.
Article 5
Declarations, notifications and communications
1. The instrument of formal confirmation or of accession of an
international organisation shall contain a declaration specifying the
matters governed by this Convention in respect of which competence has
been transferred to the organisation by its member States which are
Parties to this Convention.
2. A member State of an international organisation shall, at the time
it ratifies or accedes to this Convention or at the time when the
organisation deposits its instrument of formal confirmation or of
accession, whichever is later, make a declaration specifying the matters
governed by this Convention in respect of which it has transferred
competence to the organisation.
3. States Parties which are member States of an international
organisation which is a Party to this Convention shall be presumed to have
competence over all matters governed by this Convention in respect of
which transfers of competence to the organisation have not been
specifically declared, notified or communicated by those States under this
Article.
4. The international organisation and its member States which are
States Parties shall promptly notify the depositary of this Convention of
any changes to the distribution of competence, including new transfers of
competence, specified in the declarations under paragraphs 1 and 2.
5. Any State Party may request an international organisation and its
member States which are States Parties to provide information as to which,
as between the organisation and its member States, has competence in
respect of any specific question which has arisen. The organisation and
the member States concerned shall provide this information within a
reasonable time. The international organisation and the member States may
also, on their own initiative, provide this information.
6. Declarations, notifications and communications of information under
this Article shall specify the nature and extent of the competence
transferred.
Article 6
Responsibility and liability
1. Parties which have competence under Article 5 of this Annex shall
have responsibility for failure to comply with obligations or for any
other violation of this Convention.
2. Any State Party may request an international organisation or its
member States which are States Parties for information as to who has
responsibility in respect of any specific matter. The organisation and the
member States concerned shall provide this information. Failure to provide
this information within a reasonable time or the provision of
contradictory information shall result in joint and several liability.
Article 7
Settlement of disputes
1. At the time of deposit of its instrument of formal confirmation or
of accession, or at any time thereafter, an international organisation
shall be free to choose, by means of a written declaration, one or more of
the means for the settlement of disputes concerning the interpretation or
application of this Convention, referred to in Article 287, paragraph 1
(a), (c) or (d).
2. Part XV applies mutatis mutandis to any dispute between Parties to
this Convention, one or more of which are international organisations.
3. When an international organisation and one or more of its member
States are joint parties to a dispute, or parties in the same interest,
the organisation shall be deemed to have accepted the same procedures for
the settlement of disputes as the member States: when, however, a member
State has chosen only the International Court of Justice under Article
287, the organisation and the member State concerned shall be deemed to
have accepted arbitration in accordance with Annex VII, unless the parties
to the dispute otherwise agree.
Article 8
Applicability of Part XVII
Part XVII applies mutatis mutandis to an international organisation,
except in respect of the following:
(a) the instrument of formal confirmation or of accession of an
international organisation shall not be taken into account in the
application of Article 308, paragraph 1;
(b) (i) an international organisation shall have exclusive
capacity with respect to the application of Articles 312 to 315, to the
extent that it has competence under Article 5 of this Annex over the
entire subject-matter of the amendment;
(ii) the instrument of formal confirmation or of accession of
an international organisation to an amendment, the entire subject-matter
over which the international organisation has competence under Article 5
of this Annex, shall be considered to be the instrument of ratification or
accession of each of the member States which are States Parties, for the
purposes of applying Article 316, paragraphs 1, 2 and 3;
(iii) the instrument of formal confirmation or of accession of
the international organisation shall not be taken into account in the
application of Article 316, paragraphs 1 and 2, with regard to all other
amendments;
(c) (i) an international organisation may not denounce this
Convention in accordance with Article 317 if any of its member States is a
State Party and if it continues to fulfil the qualifications specified in
Article 1 of this Annex;
(ii) an international organisation shall denounce this
Convention when none of its member States is a State Party or if the
international organisation no longer fulfils the qualifications specified
in Article 1 of this Annex. Such denunciation shall take effect
immediately.
nvironment by dumping
shall be enforced:
(a) by the coastal State with regard to dumping within its
territorial sea or its exclusive economic zone or onto its continental
shelf;
(b) by the flag State with regard to vessels flying its flag or
vessels or aircraft of its registry;
(c) by any State with regard to acts of loading of wastes or other
matter occurring within its territory or at its off-shore terminals.
2. No State shall be obliged by virtue of this Article to institute
proceedings when another State has already instituted proceedings in
accordance with this Article.
Article 217
Enforcement by flag States
1. States shall ensure compliance by vessels flying their flag or of
their registry with applicable international rules and standards,
established through the competent international organisation or general
diplomatic conference, and with their laws and regulations adopted in
accordance with this Convention for the prevention, reduction and control
of pollution of the marine environment from vessels and shall accordingly
adopt laws and regulations and take over measures necessary for their
implementation. Flag States shall provide for the effective enforcement of
such rules, standards, laws and regulations, irrespective of where a
violation occurs.
2. States shall, in particular, take appropriate measures in order to
ensure that vessels flying their flag or of their registry are prohibited
from sailing, until they can proceed to sea in compliance with the
requirements of the international rules and standards referred to in
paragraph 1, including requirements in respect of design, construction,
equipment and manning of vessels.
3. States shall ensure that vessels flying their flag or of their
registry carry on board certificates required by and issued pursuant to
international rules and standards referred to in paragraph 1. States shall
ensure that vessels flying their flag are periodically inspected in order
to verify that such certificates are in conformity with the actual
condition of the vessels. These certificates shall be accepted by other
States as evidence of the condition of the vessels and shall be regarded
as having the same force as certificates issued by them, unless there are
clear grounds for believing that the condition of the vessel does not
correspond substantially with the particulars of the certificates.
4. If a vessel commits a violation of rules and standards established
through the competent international organisation or general diplomatic
conference, the flag State, without prejudice to Articles 218, 220 and
228, shall provide for immediate investigation and where appropriate
institute proceedings in respect of the alleged violation irrespective of
where the violation occurred or where the pollution caused by such
violation has occurred or has been spotted.
5. Flag States conducting an investigation of the violation may
request the assistance of any other State whose co-operation could be
useful in clarifying the circumstances of the case. States shall endeavour
to meet appropriate requests of flag States.
6. States shall, at the written request of any State, investigate any
violation alleged to have been committed by vessels flying their flag. If
satisfied that sufficient evidence is available to enable proceedings to
be brought in respect of the alleged violation, flag States shall without
delay institute such proceedings in accordance with their laws.
7. Flag States shall promptly inform the requesting State and the
competent international organisation of the action taken and its outcome.
Such information shall be available to all States.
8. Penalties provided for by the laws and regulations of States for
vessels flying their flag shall be adequate in severity to discourage
violations wherever they occur.
Article 218
Enforcement by port States
1. When a vessel is voluntarily within a port or at an off-shore
terminal of a State, that State may undertake investigations and, where
the evidence so warrants, institute proceedings in respect of any
discharge from that vessel outside the internal waters, territorial sea or
exclusive economic zone of that State in violation of applicable
international rules and standards established through the competent
international organisation or general diplomatic conference.
2. No proceedings pursuant to paragraph 1 shall be instituted in
respect of a discharge violation in the internal waters, territorial sea
or exclusive economic zone of another State unless requested by that
State, the flag State, or a State damaged or threatened by the discharge
violation, or unless the violation has caused or is likely to cause
pollution in the internal waters, territorial sea or exclusive economic
zone of the State instituting the proceedings.
3. When a vessel is voluntarily within a port or at an off-shore
terminal of a State, that State shall, as far as practicable, comply with
requests from any State for investigation of a discharge violation
referred to in paragraph 1, believed to have occurred in, caused, or
threatened damage to the internal waters, territorial sea or exclusive
economic zone of the requesting State. It shall likewise, as far as
practicable, comply with requests from the flag State for investigation of
such a violation, irrespective of where the violation occurred.
4. The records of the investigation carried out by a port State
pursuant to this Article shall be transmitted upon request to the flag
State or to the coastal State. Any proceedings instituted by the port
State on the basis of such an investigation may, subject to section 7, be
suspended at the request of the coastal State when the violation has
occurred within its internal waters, territorial sea or exclusive economic
zone. The evidence and records of the case, together with any bond or
other financial security posted with the authorities of the port State,
shall in that event be transmitted to the coastal State. Such transmittal
shall preclude the continuation of proceedings in the port State.
Article 219
Measures relating to seaworthiness of vessels to avoid pollution
Subject to section 7, States which, upon request or on their own
initiative, have ascertained that a vessel within one of their ports or at
one of their off-shore terminals is in violation of applicable
international rules and standards relating to seaworthiness of vessels and
thereby threatens damage to the marine environment shall, as far as
practicable, take administrative measures to prevent the vessel from
sailing. Such States may permit the vessel to proceed only to the nearest
appropriate repair yard and, upon removal of the causes of the violation,
shall permit the vessel to continue immediately.
Article 220
Enforcement by coastal States
1. When a vessel is voluntarily within a port or at an off-shore
terminal of a State, that State may, subject to section 7, institute
proceedings in respect of any violation of its laws and regulations
adopted in accordance with this Convention or applicable international
rules and standards for the prevention, reduction and control of pollution
from vessels when the violation has occurred within the territorial sea or
the exclusive economic zone of that State.
2. Where there are clear grounds for believing that a vessel
navigating in the territorial sea of a State has, during its passage
therein, violated laws and regulations of that State adopted in accordance
with this Convention or applicable international rules and standards for
the prevention, reduction and control of pollution from vessels, that
State, without prejudice to the application of the relevant provisions of
Part II, section 3, may undertake physical inspection of the vessel
relating to the violation and may, where the evidence so warrants,
institute proceedings, including detention of the vessel, in accordance
with its laws, subject to the provisions of section 7.
3. Where there are clear grounds for believing that a vessel
navigating in the exclusive economic zone or the territorial sea of a
State has, in the exclusive economic zone, committed a violation of
applicable international rules and standards for the prevention, reduction
and control of pollution from vessels or laws and regulations of that
State conforming and giving effect to such rules and standards, that State
may require the vessel to give information regarding its identity and port
of registry, its last and its next port of call and the relevant
information required to establish whether a violation has occurred.
4. States shall adopt laws and regulations and take other measures so
that vessels flying their flag comply with requests for information
pursuant to paragraph 3.
5. Where there are clear grounds for believing that a vessel
navigating in the exclusive economic zone or the territorial sea of a
State has, in the exclusive economic zone, committed a violation referred
to in paragraph 3 resulting in a substantial discharge causing or
threatening significant pollution of the marine environment, that State
may undertake physical inspection of the vessel for matters relating to
the violation if the vessel has refused to give information or if the
information supplied by the vessel is manifestly at variance with the
evident factual situation and if the circumstances of the case justify
such inspection.
6. Where there is clear objective evidence that a vessel navigating in
the exclusive economic zone or the territorial sea of a State has, in the
exclusive economic zone, committed a violation referred to in paragraph 3
resulting in a discharge causing major damage or threat of major damage to
the coastline or related interests of the coastal State, or to any
resources of its territorial sea or exclusive economic zone, that State
may, subject to section 7, provided that the evidence so warrants,
institute proceedings, including detention of the vessel, in accordance
with its laws.
7. Notwithstanding the provisions of paragraph 6, whenever appropriate
procedures have been established, either through the competent
international organisation or as otherwise agreed, whereby compliance with
requirements for bonding or other appropriate financial security has been
assured, the coastal State if bound by such procedures shall allow the
vessel to proceed.
8. The provisions of paragraphs 3, 4, 5, 6 and 7 also apply in respect
of national laws and regulations adopted pursuant to Article 211,
paragraph 6.
Article 221
Measures to avoid pollution arising from maritime casualties
1. Nothing in this Part shall prejudice the right of States, pursuant
to international law, both customary and conventional, to take and
enforce measures beyond the territorial sea proportionate to the actual or
threatened damage to protect their coastline or related interests,
including fishing, from pollution or threat of pollution following upon a
maritime casualty or acts relating to such a casualty, which may
reasonably be expected to result in major harmful consequences.
2. For the purpose of this Article, "maritime casualty" means a
collision of vessels, stranding or other incident of navigation, or other
occurrence on board a vessel or external to it resulting in material
damage or imminent threat of material damage to a vessel or cargo.
Article 222
Enforcement with respect to pollution from or through the atmosphere
States shall enforce, within the air space under their sovereignty or
with regard to vessels flying their flag or vessels or aircraft of their
registry, their laws and regulations adopted in accordance with Article
212, paragraph 1, and with other provisions of this Convention and shall
adopt laws and regulations and take other measures necessary to implement
applicable international rules and standards established through competent
international organisations or diplomatic conference to prevent, reduce
and control pollution of the marine environment from or through the
atmosphere, in conformity with all relevant international rules and
standards concerning the safety of air navigation.
SECTION 7. SAFEGUARDS
Article 223
Measures to facilitate proceedings
In proceedings instituted pursuant to this Part, States shall take
measures to facilitate the hearing of witnesses and the admission of
evidence submitted by authorities of another State, or by the competent
international organisation, and shall facilitate the attendance at such
proceedings of official representatives of the competent international
organisation, the flag State and any State affected by pollution arising
out of any violation. The official representatives attending such
proceedings shall have such rights and duties as may be provided under
national laws and regulations or international law.
Article 224
Exercise of powers of enforcement
The powers of enforcement against foreign vessels under this Part may
only be exercised by officials or by warships, military aircraft, or other
ships or aircraft clearly marked and identifiable as being on government
service and authorised to that effect.
Article 225
Duty to avoid adverse consequences in the exercise of the powers of
enforcement
In the exercise under this Convention of their powers of enforcement
against foreign vessels, States shall not endanger the safety of
navigation or otherwise create any hazard to a vessel, or bring it to an
unsafe port or anchorage, or expose the marine environment to an
unreasonable risk.
Article 226
Investigation of foreign vessels
1. (a) States shall not delay a foreign vessel longer than is
essential for purposes of the investigations provided for in Articles 216,
218 and 220. Any physical inspection of a foreign vessel shall be limited
to an examination of such certificates, records or other documents as the
vessel is required to carry by generally accepted international rules and
standards or of any similar documents which it is carrying; further
physical inspection of the vessel may be undertaken only after such an
examination and only when:
(i) there are clear grounds for believing that the condition
of the vessel or its equipment does not correspond substantially with the
particulars of those documents;
(ii) the contents of such documents are not sufficient to
confirm or verify a suspected violation; or
(iii) the vessel is not carrying valid certificates and
records.
(b) If the investigation indicates a violation of applicable laws
and regulations or international rules and standards for the protection
and preservation of the marine environment, release shall be made
promptly subject to reasonable procedures such as bonding or other
appropriate financial security.
(c) Without prejudice to applicable international rules and
standards relating to the seaworthiness of vessels, the release of a
vessel may, whenever it would present an unreasonable threat of damage to
the marine environment, be refused or made conditional upon proceeding to
the nearest appropriate repair yard. Where release has been refused or
made conditional, the flag State of the vessel must be promptly notified,
and may seek release of the vessel in accordance with Part XV.
2. States shall co-operate to develop procedures for the avoidance of
unnecessary physical inspection of vessels at sea.
Article 227
Non-discrimination with respect to foreign vessels
In exercising their rights and performing their duties under this
Part, States shall not discriminate in form or in fact against vessels of
any other State.
Article 228
Suspension and restrictions on institution of proceedings
1. Proceedings to impose penalties in respect of any violation of
applicable laws and regulations or international rules and standards
relating to the prevention, reduction and control of pollution from
vessels committed by a foreign vessel beyond the territorial sea of the
State instituting proceedings shall be suspended upon the taking of
proceedings to impose penalties in respect of corresponding charges by the
flag State within six months of the date on which proceedings were first
instituted, unless those proceedings relate to a case of major damage to
the coastal State or the flag State in question has repeatedly disregarded
its obligations to enforce effectively the applicable international rules
and standards in respect of violations committed by its vessels. The flag
State shall in due course make available to the State previously
instituting proceedings a full dossier of the case and the records of the
proceedings, whenever the flag State has requested the suspension of
proceedings in accordance with this Article. When proceedings instituted
by the flag State have been brought to a conclusion, the suspended
proceedings shall be terminated. Upon payment of costs incurred in respect
of such proceedings, any bond posted or other financial security provided
in connection with the suspended proceedings shall be released by the
coastal State.
2. Proceedings to impose penalties on foreign vessels shall not be
instituted after the expiry of three years from the date on which the
violation was committed, and shall not be taken by any State in the event
of proceedings having been instituted by another State subject to the
provisions set out in paragraph 1.
3. The provisions of this Article are without prejudice to the right
of the flag State to take any measures, including proceedings to impose
penalties, according to its laws irrespective of prior proceedings by
another State.
Article 229
Institution of civil proceedings
Nothing in this Convention affects the institution of civil
proceedings in respect of any claim for loss or damage resulting from
pollution of the marine environment.
Article 230
Monetary penalties and the observance of recognised rights of the
accused
1. Monetary penalties only may be imposed with respect to violations
of national laws and regulations or applicable international rules and
standards for the prevention, reduction and control of pollution of the
marine environment, committed by foreign vessels beyond the territorial
sea.
2. Monetary penalties only may be imposed with respect to violations
of national laws and regulations or applicable international rules and
standards for the prevention, reduction and control of pollution of the
marine environment, committed by foreign vessels in the territorial sea,
except in the case of a wilful and serious act of pollution in the
territorial sea.
3. In the conduct of proceedings in respect of such violations
committed by a foreign vessel which may result in the imposition of
penalties, recognised rights of the accused shall be observed.
Article 231
Notification to the flag State and other States concerned
States shall promptly notify the flag State and any other State
concerned of any measures taken pursuant to section 6 against foreign
vessels, and shall submit to the flag State all official reports
concerning such measures. However, with respect to violations committed in
the territorial sea, the foregoing obligations of the coastal State apply
only to such measures as are taken in proceedings. The diplomatic agents
or consular officers and where possible the maritime authority of the flag
State, shall be immediately informed of any such measures taken pursuant
to section 6 against foreign vessels.
Article 232
Liability of States arising from enforcement measures
States shall be liable for damage or loss attributable to them arising
from measures taken pursuant to section 6 when such measures are unlawful
or exceed those reasonably required in the light of available information.
States shall provide for recourse in their courts for actions in respect
of such damage or loss.
Article 233
Safeguards with respect to straits used for international navigation
Nothing in sections 5, 6 and 7 affects the legal regime of straits
used for international navigation. However, if a foreign ship other than
those referred to in section 10 has committed a violation of the laws and
regulations referred to in Article 42, paragraph 1 (a) and (b), causing or
threatening major damage to the marine environment of the straits, the
States bordering the straits may take appropriate enforcement measures and
if so shall respect mutatis mutandis the provisions of this section.
SECTION 8. ICE-COVERED AREAS
Article 234
Ice-covered areas
Coastal States have the right to adopt and enforce non-discriminatory
laws and regulations for the prevention, reduction and control of marine
pollution from vessels in ice-covered areas within the limits of the
exclusive economic zone, where particularly severe climatic conditions and
the presence of ice covering such areas for most of the year create
obstructions or exceptional hazards to navigation, and pollution of the
marine environment could cause major harm to or irreversible disturbance
of the ecological balance. Such laws and regulations shall have due regard
to navigation and the protection and preservation of the marine
environment based on the best available scientific evidence.
SECTION 9. RESPONSIBILITY AND LIABILITY
Article 235
Responsibility and liability
1. States are responsible for the fulfilment of their international
obligations concerning the protection and preservation of the marine
environment. They shall be liable in accordance with international law.
2. States shall ensure that recourse is available in accordance with
their legal systems for prompt and adequate compensation or other relief
in respect of damage caused by pollution of the marine environment by
natural or juridical persons under their jurisdiction.
3. With the objective of assuring prompt and adequate compensation in
respect of all damage caused by pollution of the marine environment,
States shall co-operate in the implementation of existing international
law and the further development of international law relating to
responsibility and liability for the assessment of and compensation for
damage and the settlement of related disputes, as well as, where
appropriate, development of criteria and procedures for payment of
adequate compensation, such as compulsory insurance or compensation funds.
SECTION 10. SOVEREIGN IMMUNITY
Article 236
Sovereign immunity
The provisions of this Convention regarding the protection and
preservation of the marine environment do not apply to any warship, naval
auxiliary, other vessels or aircraft owned or operated by a State and
used, for the time being, only on government non-commercial service.
However, each State shall ensure, by the adoption of appropriate measures
not impairing operations or operational capabilities of such vessels or
aircraft owned or operated by it, that such vessels or aircraft act in a
manner consistent, so far as is reasonable and practicable, with this
Convention.
SECTION 11. OBLIGATIONS UNDER OTHER CONVENTIONS ON THE PROTECTIONAND PRESERVATION OF THE MARINE ENVIRONMENT
Article 237
Obligations under other conventions on the protection and preservation
of the marine environment
1. The provisions of this Part are without prejudice to the specific
obligations assumed by States under special conventions and agreements
concluded previously which relate to the protection and preservation of
the marine environment and to agreements which may be concluded in
furtherance of the general principles set forth in this Convention.
2. Specific obligations assumed by States under special conventions,
with respect to the protection and preservation of the marine environment,
should be carried out in a manner consistent with the general principles
and objectives of this Convention.
PART XIII MARINE SCIENTIFIC RESEARCH
SECTION 1. GENERAL PROVISIONS
Article 238
Right to conduct marine scientific research
All States, irrespective of their geographical location, and competent
international organisations have the right to conduct marine scientific
research subject to the rights and duties of other States as provided for
in this Convention.
Article 239
Promotion of marine scientific research
States and competent international organisations shall promote and
facilitate the development and conduct of marine scientific research in
accordance with this Convention.
Article 240
General principles for the conduct of marine scientific research
In the conduct of marine scientific research the following principles
shall apply:
(a) marine scientific research shall be conducted exclusively for
peaceful purposes;
(b) marine scientific research shall be conducted with appropriate
scientific methods and means compatible with this Convention;
(c) marine scientific research shall not unjustifiably interfere
with other legitimate uses of the sea compatible with this Convention and
shall be duly respected in the course of such uses;
(d) marine scientific research shall be conducted in compliance
with all relevant regulations adopted in conformity with this Convention
including those for the protection and preservation of the marine
environment.
Article 241
Non-recognition of marine scientific research activities as the legal
basis for claims
Marine scientific research activities shall not constitute the legal
basis for any claim to any part of the marine environment or its
resources.
SECTION 2. INTERNATIONAL CO-OPERATION
Article 242
Promotion of international co-operation
1. States and competent international organisations shall, in
accordance with the principle of respect for sovereignty and jurisdiction
and on the basis of mutual benefit, promote international co-operation in
marine scientific research for peaceful purposes.
2. In this context, without prejudice to the rights and duties of
States under this Convention, a State, in the application of this Part,
shall provide, as appropriate, other States with a reasonable opportunity
to obtain from it, or with its co-operation, information necessary to
prevent and control damage to the health and safety of persons and to the
marine environment.
Article 243
Creation of favourable conditions
States and competent international organisations shall co-operate,
through the conclusion of bilateral and multilateral agreements, to create
favourable conditions for the conduct of marine scientific research in the
marine environment and to integrate the efforts of scientists in studying
the essence of phenomena and processes occurring in the marine environment
and the interrelations between them.
Article 244
Publication and dissemination of information and knowledge
1. States and competent international organisations shall, in
accordance with this Convention, make available by publication and
dissemination through appropriate channels information on proposed major
programmes and their objectives as well as knowledge resulting from marine
scientific research.
2. For this purpose, States, both individually and in co-operation
with other States and with competent international organisations, shall
actively promote the flow of scientific data and information and the
transfer of knowledge resulting from marine scientific research,
especially to developing States, as well as the strengthening of the
autonomous marine scientific research capabilities of developing States
through, inter alia, programmes to provide adequate education and training
of their technical and scientific personnel.
SECTION 3. CONDUCT AND PROMOTION OF MARINE SCIENTIFIC RESEARCH
Article 245
Marine scientific research in the territorial sea
Coastal States, in the exercise of their sovereignty, have the
exclusive right to regulate, authorise and conduct marine scientific
research in their territorial sea. Marine scientific research therein
shall be conducted only with the express consent of and under the
conditions set forth by the coastal State.
Article 246
Marine scientific research in the exclusive economic zone and on the
continental shelf
1. Coastal States, in the exercise of their jurisdiction, have the
right to regulate, authorise and conduct marine scientific research in
their exclusive economic zone and on their continental shelf in accordance
with the relevant provisions of this Convention.
2. Marine scientific research in the exclusive economic zone and on
the continental shelf shall be conducted with the consent of the coastal
State.
3. Coastal States shall, in normal circumstances, grant their consent
for marine scientific research projects by other States or competent
international organisations in their exclusive economic zone or on their
continental shelf to be carried out in accordance with this Convention
exclusively for peaceful purposes and in order to increase scientific
knowledge of the marine environment for the benefit of all mankind. To
this end, coastal States shall establish rules and procedures ensuring
that such consent will not be delayed or denied unreasonably.
4. For the purposes of applying paragraph 3, normal circumstances may
exist in spite of the absence of diplomatic relations between the coastal
State and the researching State.
5. Coastal States may however in their discretion withhold their
consent to the conduct of a marine scientific research project of another
State or competent international organisation in the exclusive economic
zone or on the continental shelf of the coastal State if that project:
(a) is of direct significance for the exploration and exploitation
of natural resources, whether living or non-living;
(b) involves drilling into the continental shelf, the use of
explosives or the introduction of harmful substances into the marine
environment;
(c) involves the construction, operation or use of artificial
islands, installations and structures referred to in Articles 60 and 80;
(d) contains information communicated pursuant to Article 248
regarding the nature and objectives of the project which is inaccurate or
if the researching State or competent international organisation has
outstanding obligations to the coastal State from a prior research
project.
6. Notwithstanding the provisions of paragraph 5, coastal States may
not exercise their discretion to withhold consent under subparagraph (a)
of that paragraph in respect of marine scientific research projects to be
undertaken in accordance with the provisions of this Part on the
continental shelf, beyond 200 nautical miles from the baselines from which
the breadth of the territorial sea is measured, outside those specific
areas which coastal States may at any time publicly designate as areas in
which exploitation or detailed exploratory operations focused on those
areas are occurring or will occur within a reasonable period of time.
Coastal States shall give reasonable notice of the designation of such
areas, as well as any modifications thereto, but shall not be obliged to
give details of the operations therein.
7. The provisions of paragraph 6 are without prejudice to the rights
of coastal States over the continental shelf as established in Article 77.
8. Marine scientific research activities referred to in this Article
shall not unjustifiably interfere with activities undertaken by coastal
States in the exercise of their sovereign rights and jurisdiction provided
for in this Convention.
Article 247
Marine scientific research projects undertaken by or under the
auspices of international organisations
A coastal State which is a member of or has a bilateral agreement with
an international organisation, and in whose exclusive economic zone or on
whose continental shelf that organisation wants to carry out a marine
scientific research project, directly or under its auspices, shall be
deemed to have authorised the project to be carried out in conformity with
the agreed specification if that State approved the detailed project when
the decision was made by the organisation for the undertaking of the
project, or is willing to participate in it, and has not expressed any
objection within four months of notification of the project by the
organisation to the coastal State.
Article 248
Duty to provide information to the coastal State
States and competent international organisations which intend to
undertake marine scientific research in the exclusive economic zone or on
the continental shelf of a coastal State shall, not less than six months
in advance of the expected starting date of the marine scientific research
project, provide that State with a full description of:
(a) the nature and objectives of the project;
(b) the method and means to be used, including name, tonnage, type
and class of vessels and a description of scientific equipment;
(c) the precise geographical areas in which the project is to be
conducted;
(d) the expected date of first appearance and final departure of
the research vessels, or deployment of the equipment and its removal, as
appropriate;
(e) the name of the sponsoring institution, its director, and the
person in charge of the project; and
(f) the extent to which it is considered that the coastal State
should be able to participate or to be represented in the project.
Article 249
Duty to comply with certain conditions
1. States and competent international organisations when undertaking
marine scientific research in the exclusive economic zone or on the
continental shelf of a coastal State shall comply with the following
conditions:
(a) ensure the right of the coastal State, if it so desires, to
participate or be represented in the marine scientific research project,
especially on board research vessels and other craft or scientific
research installations, when practicable, without payment of any
remuneration to the scientists of the coastal State and without obligation
to contribute towards the costs of the project;
(b) provide the coastal State, at its request, with preliminary
reports, as soon as practicable, and with the final results and
conclusions after the completion of the research;
(c) undertake to provide access for the coastal State, at its
request, to all data and samples derived from the marine scientific
research project and likewise to furnish it with data which may be copied
and samples which may be divided without detriment to their scientific
value;
(d) if requested, provide the coastal State with an assessment of
such data, samples and research results or provide assistance in their
assessment or interpretation;
(e) ensure, subject to paragraph 2, that the research results are
made internationally available through appropriate national or
international channels, as soon as practicable;
(f) inform the coastal State immediately of any major change in
the research programme;
(g) unless otherwise agreed, remove the scientific research
installations or equipment once the research is completed.
2. This Article is without prejudice to the conditions established by
the laws and regulations of the coastal State for the exercise of its
discretion to grant or withhold consent pursuant to Article 246, paragraph
5, including requiring prior agreement for making internationally
available the research results of a project of direct significance for the
exploration and exploitation of natural resources.
Article 250
Communications concerning marine scientific research projects
Communications concerning the marine scientific research projects
shall be made through appropriate official channels, unless otherwise
agreed.
Article 251
General criteria and guidelines
States shall seek to promote through competent international
organisations the establishment of general criteria and guidelines to
assist States in ascertaining the nature and implications of marine
scientific research.
Article 252
Implied consent
States or competent international organisations may proceed with a
marine scientific research project six months after the date upon which
the information required pursuant to Article 248 was provided to the
coastal State unless within four months of the receipt of the
communication containing such information the coastal State has informed
the State organisation conducting the research that:
(a) it has withheld its consent under the provisions of Article
246; or
(b) the information given by that State or competent international
organisation regarding the nature or objectives of the project does not
conform to the manifestly evident facts; or
(c) it requires supplementary information relevant to conditions
and the information provided for under Articles 248 and 249; or
(d) outstanding obligations exist with respect to a previous
marine scientific research project carried out by that State or
organisation, with regard to conditions established in Article 249.
Article 253
Suspension or cessation of marine scientific research activities
1. A coastal State shall have the right to require the suspension of
any marine scientific research activities in progress within its exclusive
economic zone or on its continental shelf if:
(a) the research activities are not being conducted in accordance
with the information communicated as provided under Article 248 upon which
the consent of the coastal State was based; or
(b) the State or competent international organisation conducting
the research activities fails to comply with the provisions of Article 249
concerning the rights of the coastal State with respect to the marine
scientific research project.
2. A coastal State shall have the right to require the cessation of
any marine scientific research activities in case of any non-compliance
with the provisions of Article 248 which amounts to a major change in the
research project or the research activities.
3. A coastal State may also require cessation of marine scientific
research activities if any of the situations contemplated in paragraph 1
are not rectified within a reasonable period of time.
4. Following notification by the coastal State of its decision to
order suspension or cessation, States or competent international
organisations authorised to conduct marine scientific research activities
shall terminate the research activities that are the subject of such a
notification.
5. An order of suspension under paragraph 1 shall be lifted by the
coastal State and the marine scientific research activities allowed to
continue once the researching State or competent international
organisation has complied with the conditions required under Articles 248
and 249.
Article 254
Rights of neighbouring land-locked and geographically disadvantaged
States
1. States and competent international organisations which have
submitted to a coastal State a project to undertake marine scientific
research referred to in Article 246, paragraph 3, shall give notice to
the neighbouring land-locked and geographically disadvantaged States of
the proposed research project, and shall notify the coastal State thereof.
2. After the consent has been given for the proposed marine scientific
research project by the coastal State concerned, in accordance with
Article 246 and other relevant provisions of this Convention, States and
competent international organisations undertaking such a project shall
provide to the neighbouring land-locked and geographically disadvantaged
States, at their request and when appropriate, relevant information as
specified in Article 248 and Article 249, paragraph 1 (f).
3. The neighbouring land-locked and geographically disadvantaged
States referred to above shall, at their request, be given the opportunity
to participate, whenever feasible, in the proposed marine scientific
research project through qualified experts appointed by them and not
objected to by the coastal State, in accordance with the conditions agreed
for the project, in conformity with the provisions of this Convention,
between the coastal State concerned and the State or competent
international organisations conducting the marine scientific research.
4. States and competent international organisations referred to in
paragraph 1 shall provide to the above-mentioned land-locked and
geographically disadvantaged States, at their request, the information
and assistance specified in Article 249, paragraph 1 (d), subject to the
provisions of Article 249, paragraph 2.
Article 255
Measures to facilitate marine scientific research and assist research
vessels
States shall endeavour to adopt reasonable rules, regulations and
procedures to promote and facilitate marine scientific research conducted
in accordance with this Convention beyond their territorial sea and, as
appropriate, to facilitate, subject to the provisions of their laws and
regulations, access to their harbours and promote assistance for marine
scientific research vessels which comply with the relevant provisions of
this Part.
Article 256
Marine scientific research in the Area
All States, irrespective of their geographical location, and competent
international organisations have the right, in conformity with the
provisions of Part XI, to conduct marine scientific research in the Area.
Article 257
Marine scientific research in the water column beyond the exclusive
economic zone
All States, irrespective of their geographical location, and competent
international organisations have the right, in conformity with this
Convention, to conduct marine scientific research in the water column
beyond the limits of the exclusive zone.
SECTION 4. SCIENTIFIC RESEARCH INSTALLATIONS OR EQUIPMENT IN THEMARINE ENVIRONMENT
Article 258
Deployment and use
The deployment and use of any type of scientific research
installations or equipment in any area of the marine environment shall be
subject to the same conditions as are prescribed in this Convention for
the conduct of marine scientific research in any such area.
Article 259
Legal status
The installations or equipment referred to in this section do not
possess the status of islands. They have no territorial sea of their own,
and their presence does not affect the delimitation of the territorial
sea, the exclusive economic zone or the continental shelf.
Article 260
Safety zones
Safety zones of a reasonable breadth not exceeding a distance of 500
metres may be created around scientific research installations in
accordance with the relevant provisions of this Convention. All States
shall ensure that such safety zones are respected by their vessels.
Article 261
Non-interference with shipping routes
The deployment and use of any type of scientific research
installations or equipment shall not constitute an obstacle to established
international shipping routes.
Article 262
Identification markings and warning signals
Installations or equipment referred to in this section shall bear
identification markings indicating the State of registry or the
international organisation to which they belong and shall have adequate
internationally agreed warning signals to ensure safety at sea and the
safety of air navigation, taking into account rules and standards
established by competent international organisations.
SECTION 5. RESPONSIBILITY AND LIABILITY
Article 263
Responsibility and liability
1. States and competent international organisations shall be
responsible for ensuring that marine scientific research, whether
undertaken by them or on their behalf, is conducted in accordance with
this Convention.
2. States and competent international organisations shall be
responsible and liable for the measures they take in contravention of this
Convention in respect of marine scientific research conducted by other
States, their natural or juridical persons or by competent international
organisations, and shall provide compensation for damage resulting from
such measures.
3. States and competent international organisations shall be
responsible and liable pursuant to Article 235 for damage caused by
pollution of the marine environment arising out of marine scientific
research undertaken by them or on their behalf.
SECTION 6. SETTLEMENT OF DISPUTES AND INTERIM MEASURES
Article 264
Settlement of disputes
Disputes concerning the interpretation or application of the
provisions of this Convention with regard to marine scientific research
shall be settled in accordance with Part XV, sections 2 and 3.
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